Governance | Black Tie Holdings

Integrity and Accountability at Every Level

At Black Tie Holdings, governance is the foundation of trust. Our structure, compliance framework, and operational oversight ensure every division of the Group operates with transparency, accountability, and adherence to the highest regulatory standards across jurisdictions.

We believe innovation in finance must always be matched by responsibility, regulation, and ethical conduct.

A Global Model for Responsible Digital Finance

Black Tie Holdings operates under a multi-layered governance structure that combines corporate oversight, financial regulation, and blockchain transparency. Each division within the Group adheres to a unified compliance and reporting framework managed by Black Tie Licensing Pty Ltd and supported by independent legal and audit advisors.

Board and Executive Oversight

Strategic direction and performance review across all entities.

Monitoring legal obligations, AML, CTF, and regulatory readiness.

Compliance and Risk Committees

Engagement of accredited law and audit firms for independent review and oversight.

Legal and Audit Advisory

Secure handling of tokenised asset data and blockchain record integrity.

Technology and Data Governance

Our governance ensures compliance, promotes accountability, and safeguards investor confidence.

Regulatory Compliance

Operating Within a Structured and Licensed Environment

Black Tie Holdings and its affiliated entities maintain strict adherence to Australian and international financial regulations.

Licensing and Registrations

Digital Currency Exchange Registered Provider - DCE100778824-001

Independent Remittance Dealer Registration – IND100778824-001

Corporate Real Estate Licensing – 1014835 operating across all Australian states except NT

AFSL Readiness Program – Active preparation for coverage under a Non-Cash Payment (NCP) AFSL framework

These credentials affirm our commitment to operating within the legal boundaries of regulated finance while pioneering tokenisation and digital asset management in Australia and abroad.

Blockchain Transparency

Technology Built for Accountability

The BT Asset Hub, developed by Black Tie Digital, is designed to integrate governance directly into blockchain architecture. This includes:

• Smart contract protocols enforcing compliance obligations

• Immutable transaction and transfer-duty records

• Verified investor registries aligned with AML/CTF standards

• Automated audit reporting for transparency and efficiency

We embed compliance and governance within the technology itself — ensuring every transaction is secure, transparent, and verifiable.

Responsible Innovation, Long-Term Trust

Black Tie Holdings’ governance policies are built to evolve with the rapidly changing landscape of digital finance. We continuously review our frameworks to ensure:

Alignment with ASIC and AUSTRAC standards

Readiness for AFSL and CAR (Corporate Authorised Representative) integration

Compliance with international AML/KYC protocols

Transparent communication with investors and stakeholders

We innovate responsibly, ensuring that every new product, platform, and partnership strengthens — not compromises — our integrity.